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Your
resource
for regulatory
compliance news
and information.
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Contact
Information
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Communicating
with our staff is
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contact us with
your questions
and suggestions.
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Notice!
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files on this site are available in Portable Document Format (PDF) and require Acrobat Reader
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Library:
Job Resources
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Chart
of IRS Due Dates
A user-friendly chart describing the due dates
for reporting information to the IRS,
the information that must be reported on each form, and the
dates that the from must be provided to the recipient.
(Revised 6/2009)
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Common
Compliance Questions (Section H)
This section provides information in a question and answer format.
It is based on questions frequently asked by compliance officers,
product managers, and support personnel. Sources include the
Regulatory Compliance staff, regulators, and publications pertaining
to compliance issues confronting financial institutions. (Revised
10/2006)
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Compliance
Job Aids
(Section K)
The documents in this section are designed to
provide a quick reference tool that will add to the efficiency of
Compliance Officers as well as others in the institution who must
comply with federal regulations.
Some of the Job Aids, such as the one that lists Internet
sites and addresses, are provided with the intent of expanding the
resources available to Compliance Officers.
(Revised 11/2006)
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Guide
to Compliance Program Management
(Section J)
This section is designed to assist the Compliance
Officer in developing and implementing an effective compliance
program. It addresses the foundational, structural, and operational
components a Compliance Officer must examine in developing the
institution's compliance program.
(Revised
10/2006)
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IRS
Year-End Reporting Guidelines
This
guide provides a description of the year-end information returns
commonly used by financial institutions for IRS and SSA information
returns reporting. The reporting requirements for all major forms
used by financial institutions are also described. The year-end
guide is divided into two sections:
Section A: Year
End Forms
(Revised 8/2009);
Year End Due
Dates (Revised 6/2009) and
Section B:
Magnetic Media Specifications (Revised 8/2009).
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Review
of Selected Federal Regulations
(Section I)
An in-depth look at certain regulations selected
based on consideration of the most common errors noted by regulators,
the regulations receiving the highest degree of attention during
compliance examinations, and regulations compliance officers usually
consider to be the most challenging. (Revised
11/2006)
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