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| Library:
Quick Reference |
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Common
Compliance Acronyms
(Section M)
A convenient, alphabetical listing of abbreviations commonly used in the financial industry.
It is designed as a quick reference guide
for day-to-day tasks. It may also be used as a training tool for
those new to the industry. (Revised
1/2008)
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Charts
of Depository Institutions and Regulators
(Section A)
These charts
provide an overview of the various types of financial institutions
and the government agencies responsible for their supervision of various
functions. (Revised
11/2007)
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Compliance
Glossary
(Section N)
An
alphabetized list of terms commonly used in the financial services
industry, including those specific to regulatory compliance. This
guide is intended for quick reference during day-to-day tasks. It
is also an excellent training supplement. (Revised
1/2008)
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